General information about company
Scrip code	531390
NSE Symbol	NOTLISTED
MSEI Symbol	NOTLISTED
ISIN	INE890B01014
Name of the company	Upsurge Investment & Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2025
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	Yes	Yes	Yes	No
4	Whether Listed Entity has granted any ESOPs, which are outstanding?	No	No	No	No
5	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
6	Whether the Listed Entity has any shares in locked-in?	Yes	Yes	No	No
7	Whether any shares held by promoters are encumbered under "Pledged"?	No	No
8	Whether any shares held by promoters are encumbered under "Non-Disposal Undertaking"?	No	No
9	Whether any shares held by promoters are encumbered, other than by way of Pledge or NDU, if any?	No	No
10	Whether company has equity shares with differential voting rights?	No	No	No	No
11	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)				No. Of Shares Underlying Outstanding convertible securities (XA)	No. of Shares Underlying Outstanding Warrants (XB)	No. Of Outstanding ESOP Granted (XC)	No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg:X	Class eg:Y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	8	10160933			10160933	50.62	5922930		5922930	37.41		1800000		1800000	11960933
(B)	Public	4897	9910467			9910467	49.38	9910467		9910467	62.59		1500000		1500000	11410467
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	4905	20071400			20071400	100	15833397		15833397	100		3300000		3300000	23371400

Table I - Summary Statement holding of specified securities

Category
(I)Category of shareholder
(II)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XII)= (VII)+(X)
As a % of (A+B+C2)Number of Locked in shares
(XIII)Number of Shares pledged
(XIV)Non-Disposal Undertaking
(XV)Other encumbrances, if any
(XVI)Total Number of Shares encumbered 
(XVII) = (XIV+XV+XVI)Number of equity shares held in dematerialized form 
(XVIII)Sub-categorization of shares

No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)Sub-category (i)Sub-category (ii)Sub-category (iii)

(A)Promoter & Promoter Group51.1812190001210160933

(B)Public48.829568666000

(C)Non Promoter- Non Public

(C1)Shares underlying DRs

(C2)Shares held by Employee Trusts

Total10012190006.0719729599000

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr. No.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)				No. Of Shares Underlying Outstanding convertible securities (XA)	No. of Shares Underlying Outstanding Warrants (XB)	No. Of Outstanding ESOP Granted (XC)	No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:Y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	5922930			5922930	29.51	5922930		5922930	37.41		1800000		1800000	7722930
(d)	Any Other (specify)	3	4238003			4238003	21.11									4238003
Sub-Total (A)(1)		8	10160933			10160933	50.62	5922930		5922930	37.41		1800000		1800000	11960933
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		8	10160933			10160933	50.62	5922930		5922930	37.41		1800000		1800000	11960933
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds	1	900			900	0	900		900	0.01		0		0	900
Sub-Total (B)(1)		1	900			900	0	900		900	0.01		0		0	900
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	4631	2003156			2003156	9.98	2003156		2003156	12.65		0		0	2003156
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	52	4835174			4835174	24.09	4835174		4835174	30.54		1500000		1500000	6335174
(i)	Non Resident Indians (NRIs)	53	111109			111109	0.55	111109		111109	0.7		0		0	111109
(l)	Bodies Corporate	79	2349981			2349981	11.71	2349981		2349981	14.84		0		0	2349981
(m)	Any Other (specify)	81	610147			610147	3.04	610147		610147	3.85		0		0	610147
Sub-Total (B)(4)		4896	9909567			9909567	49.37	9909567		9909567	62.59		1500000		1500000	11409567
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		4897	9910467			9910467	49.38	9910467		9910467	62.59		1500000		1500000	11410467
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		4905	20071400			20071400	100	15833397		15833397	100		3300000		3300000	23371400
Total (A+B+C )		4905	20071400			20071400	100	15833397		15833397	100		3300000		3300000	23371400

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr. No.	Category & Name of the Shareholders (I)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XIII)		Number of Shares pledged (XIV)		Non-Disposal Undertaking (XV)		Other encumbrances, if any (XVI)		Total Number of Shares encumbered (XVII) = (XIV+XV+XVI)		Number of equity shares held in dematerialized form (XVIII)	Sub-categorization of shares
Sr. No.	Category & Name of the Shareholders (I)		No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XVIII)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	33.04	369000	6.23									5922930
(d)	Any Other (specify)	18.13	850000	20.06									4238003
Sub-Total (A)(1)		51.18	1219000	12									10160933
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		51.18	1219000	12									10160933
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds	0											0	0	0	0
Sub-Total (B)(1)		0											0	0	0	0
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	8.57											1723255	0	0	0
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	27.11											4835174	0	0	0
(i)	Non Resident Indians (NRIs)	0.48											97609	0	0	0
(l)	Bodies Corporate	10.05											2302481	0	0	0
(m)	Any Other (specify)	2.61											610147	0	0	0
Sub-Total (B)(4)		48.82											9568666	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		48.82											9568666	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		100	1219000	6.07									19729599
Total (A+B+C )		100	1219000	6.07									19729599

Individuals/Hindu undivided Family
Sr. No.	1	2	3	4	5
Name of the Shareholders (I)	PRATIBHA DAYAKRISHNA GOYAL	D K GOYAL (HUF)	NAVRATI ANURAG GUPTA	BAL KISHAN GOYAL	DAYA KRISHNA GOYAL	Click here to go back
PAN (II)	AHAPG4289L	AACHD0154N	AFIPG4775K	ABIPG1339B	AACPG8766B	Total
No. of fully paid up equity shares held (IV)	2286330	1519000	659500	58100	1400000	5922930
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2286330	1519000	659500	58100	1400000	5922930
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	11.39	7.57	3.29	0.29	6.98	29.51
Number of Voting Rights held in each class of securities (IX)
Class eg:X	2286330	1519000	659500	58100	1400000	5922930
Total	2286330	1519000	659500	58100	1400000	5922930
Total as a % of Total Voting rights	14.44	9.59	4.17	0.37	8.84	37.41
No. of Shares Underlying Outstanding Warrants (XB)	1000000	400000	0	0	400000	1800000
No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	1000000	400000	0	0	400000	1800000
Total No. of shares on fully diluted basis (including warrants and Convertible Securities etc.) (XI)=(VII+X)	3286330	1919000	659500	58100	1800000	7722930
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	14.06	8.21	2.82	0.25	7.7	33.04
Number of Locked in shares (XIII)
No. (a)	0	219000	0	0	150000	369000
As a % of total Shares held (b)	0	14.42	0	0	10.71	6.23
Number of equity shares held in dematerialized form (XVIII)	2286330	1519000	659500	58100	1400000	5922930
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Sr. No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	YASH SECURITIES PVT. LTD.	UPSURGE SHARES AND SECURITIES PRIVATE LIMITED	GAGAN DEEP MULTITRADE PRIVATE LIMITED
PAN (II)	AAACY3116E	AABCU2002J	AADCG3604J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	400000	395000	3443003	4238003
Total nos. shares held (VII) = (IV)+(V)+ (VI)	400000	395000	3443003	4238003
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.99	1.97	17.15	21.11
Number of Voting Rights held in each class of securities (IX)
Class eg: X
Total
Total as a % of Total Voting rights
No. of Shares Underlying Outstanding Warrants (XB)
No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)
Total No. of shares on fully diluted basis (including warrants and Convertible Securities etc.) (XI)=(VII+X)	400000	395000	3443003	4238003
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	1.71	1.69	14.73	18.13
Number of Locked in shares (XIII)
No. (a)	0	250000	600000	850000
As a % of total Shares held (b)	0	63.29	17.43	20.06
Number of equity shares held in dematerialized form (XVIII)	400000	395000	3443003	4238003
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter Group	Promoter Group

Bodies Corporate
Sr. No.	1	2	3	4
Name of the Shareholders (I)	SYNCOM FORMULATION (INDIA) LTD	AKRUTI TRADVEST PRIVATE LIMITED	CAPRI GLOBAL HOLDINGS PRIVATE LIMITED	CHOICE STRATEGIC ADVISORS LLP	Click here to go back
PAN (II)	AAFCS6794R	AABCA3986H	AABCM4155A	AANFC6975D	Total
No. of fully paid up equity shares held (IV)	274000	377543	400000	500000	1551543
Total nos. shares held (VII) = (IV)+(V)+ (VI)	274000	377543	400000	500000	1551543
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.37	1.88	1.99	2.49	7.73
Number of Voting Rights held in each class of securities (IX)
Class eg: X	274000	377543	400000	500000	1551543
Total	274000	377543	400000	500000	1551543
Total as a % of Total Voting rights	1.73	2.38	2.53	3.16	9.8
No. of Shares Underlying Outstanding Warrants (XB)	0	0	0	0	0
No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	0	0	0	0	0
Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)	274000	377543	400000	500000	1551543
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	1.17	1.62	1.71	2.14	6.64
Number of equity shares held in dematerialized form (XIV)	274000	377543	400000	500000	1551543
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Sr. No.	1	2	3	4
Name of the Shareholders (I)	GAURAV BOLIA	NIKITA DHANNALAL JAIN	REETA D JAIN	VIKAS VIJAYKUMAR KHEMANI	Click here to go back
PAN (II)	BZEPB4023J	ALEPJ9930F	AAFPJ0044A	ADTPK8739J	Total
No. of fully paid up equity shares held (IV)	242757	249000	250000	1380000	2121757
Total nos. shares held (VII) = (IV)+(V)+ (VI)	242757	249000	250000	1380000	2121757
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.21	1.24	1.25	6.88	10.57
Number of Voting Rights held in each class of securities (IX)
Class eg: X	242757	249000	250000	1380000	2121757
Total	242757	249000	250000	1380000	2121757
Total as a % of Total Voting rights	1.53	1.57	1.58	8.72	13.4
No. of Shares Underlying Outstanding Warrants (XB)	0	0	0	950000	950000
No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	0	0	0	950000	950000
Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)	242757	249000	250000	2330000	3071757
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	1.04	1.07	1.07	9.97	13.14
Number of equity shares held in dematerialized form (XIV)	242757	249000	250000	1380000	2121757
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Any Other (specify)
Sr. No.	1	2
Category	Others	HUF
Category / More than 1 percentage	Category	Category
Name of the Shareholders (I)	Broker		Click here to go back
PAN (II)			Total
No. of the Shareholders (I)	1	80	81
No. of fully paid up equity shares held (IV)	217	609930	610147
Total nos. shares held (VII) = (IV)+(V)+ (VI)	217	609930	610147
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0	3.04	3.04
Number of Voting Rights held in each class of securities (IX)
Class eg: X	217	609930	610147
Total	217	609930	610147
Total as a % of Total Voting rights	0	3.85	3.85
No. of Shares Underlying Outstanding Warrants (XB)	0	0	0
No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	0	0	0
Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)	217	609930	610147
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	0	2.61	2.61
Number of equity shares held in dematerialized form (XIV)	217	609930	610147
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0
Sub-category (ii)	0	0	0
Sub-category (iii)	0	0	0

Significant Beneficial Owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

DAYAKRISHNA GOYAL

AACPG8766B

India

DAYAKRISHNA GOYAL

AACPG8766B

India

6.98

Yes

08-02-2019

DAYAKRISHNA GOYAL

AACPG8766B

India

DK GOYAL (HUF)

AACHD0154N

India

7.57

Yes

08-02-2019

Total:

14.55

PRATIBHA DAYAKRISHNA GOYAL

AHAPG4289L

India

PRATIBHA DAYAKRISHNA GOYAL

AHAPG4289L

India

11.39

Yes

08-02-2019

Total:

11.39

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Any Other (specify)

Significant Beneficial Owners