General information about company
Scrip code	531390
NSE Symbol	NOTLISTED
MSEI Symbol	NOTLISTED
ISIN	INE890B01014
Name of the company	Upsurge Investment & Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-03-2025
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	Yes	Yes	Yes	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	Yes	Yes	Yes	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	8	10160933			10160933	50.62	10160933		10160933	50.62
(B)	Public	4514	9910467			9910467	49.38	9910467		9910467	49.38
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	4522	20071400			20071400	100	20071400		20071400	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
Category (I)	Category of shareholder (II)		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
(A)	Promoter & Promoter Group		1800000	1800000	51.18	1219000	12			10160933
(B)	Public		1500000	1500000	48.82	3700000	37.33			9560866	0	0	0
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total		3300000	3300000	100	4919000	24.51			19721799	0	0	0

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	5922930			5922930	29.51	5922930		5922930	29.51
(d)	Any Other (specify)	3	4238003			4238003	21.11	4238003		4238003	21.11
Sub-Total (A)(1)		8	10160933			10160933	50.62	10160933		10160933	50.62
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		8	10160933			10160933	50.62	10160933		10160933	50.62
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds	1	900			900	0	900		900	0
Sub-Total (B)(1)		1	900			900	0	900		900	0
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	4267	1614337			1614337	8.04	1614337		1614337	8.04
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	58	5201288			5201288	25.91	5201288		5201288	25.91
(i)	Non Resident Indians (NRIs)	43	65100			65100	0.32	65100		65100	0.32
(l)	Bodies Corporate	74	2370019			2370019	11.81	2370019		2370019	11.81
(m)	Any Other (specify)	71	658823			658823	3.28	658823		658823	3.28
Sub-Total (B)(4)		4513	9909567			9909567	49.37	9909567		9909567	49.37
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		4514	9910467			9910467	49.38	9910467		9910467	49.38
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		4522	20071400			20071400	100	20071400		20071400	100
Total (A+B+C )		4522	20071400			20071400	100	20071400		20071400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
Sr.		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)		1800000	1800000	33.04	369000	6.23			5922930
(d)		0	0	18.13	850000	20.06			4238003
Sub-Total (A)(1)		1800000	1800000	51.18	1219000	12			10160933
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		1800000	1800000	51.18	1219000	12			10160933
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)		0	0	0	0	0			0	0	0	0
Sub-Total (B)(1)		0	0	0	0	0			0	0	0	0
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)		0	0	6.91	0	0			1328436	0	0	0
(h)		1500000	1500000	28.67	2750000	52.87			5201288	0	0	0
(i)		0	0	0.28	0	0			51600	0	0	0
(l)		0	0	10.14	950000	40.08			2320719	0	0	0
(m)		0	0	2.82	0	0			658823	0	0	0
Sub-Total (B)(4)		1500000	1500000	48.82	3700000	37.34			9560866	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		1500000	1500000	48.82	3700000	37.33			9560866	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		3300000	3300000	100	4919000	24.51			19721799
Total (A+B+C )		3300000	3300000	100	4919000	24.51			19721799

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	PRATIBHA DAYAKRISHNA GOYAL	D K GOYAL (HUF)	NAVRATI ANURAG GUPTA	BAL KISHAN GOYAL	DAYA KRISHNA GOYAL	Click here to go back
PAN (II)	AHAPG4289L	AACHD0154N	AFIPG4775K	ABIPG1339B	AACPG8766B	Total
No. of fully paid up equity shares held (IV)	2286330	1519000	659500	58100	1400000	5922930
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2286330	1519000	659500	58100	1400000	5922930
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	11.39	7.57	3.29	0.29	6.98	29.51
Number of Voting Rights held in each class of securities (IX)
Class eg:X	2286330	1519000	659500	58100	1400000	5922930
Class eg:y
Total	2286330	1519000	659500	58100	1400000	5922930
Total as a % of Total Voting rights	11.39	7.57	3.29	0.29	6.98	29.51
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	1000000	400000	0	0	400000	1800000
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	1000000	400000	0	0	400000	1800000
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	14.06	8.21	2.82	0.25	7.7	33.04
Number of Locked in shares (XII)
No. (a)	0	219000	0	0	150000	369000
As a % of total Shares held (b)	0	14.42	0	0	10.71	6.23
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2286330	1519000	659500	58100	1400000	5922930
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Searial No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back

Name of the Shareholders (I)	YASH SECURITIES PVT. LTD.	UPSURGE SHARES AND SECURITIES PRIVATE LIMITED	GAGAN DEEP MULTITRADE PRIVATE LIMITED
PAN (II)	AAACY3116E	AABCU2002J	AADCG3604J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	400000	395000	3443003	4238003
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	400000	395000	3443003	4238003
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.99	1.97	17.15	21.11
Number of Voting Rights held in each class of securities (IX)
Class eg: X	400000	395000	3443003	4238003
Class eg:y
Total	400000	395000	3443003	4238003
Total as a % of Total Voting rights	1.99	1.97	17.15	21.11
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	0	0	0	0
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	0	0	0	0
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.71	1.69	14.73	18.13
Number of Locked in shares (XII)
No. (a)	0	250000	600000	850000
As a % of total Shares held (b)	0	63.29	17.43	20.06
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	400000	395000	3443003	4238003
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter Group	Promoter Group

Bodies Corporate
Searial No.	1	2	3	4
Name of the Shareholders (I)	SYNCOM FORMULATION (INDIA) LTD	AKRUTI TRADVEST PRIVATE LIMITED	Choice Strategic Advisors LLP	Capri Global Holdings Priavte Limited	Click here to go back
PAN (II)	AAFCS6794R	AABCA3986H	AANFC6975D	AABCM4155A	Total
No. of fully paid up equity shares held (IV)	274000	377543	500000	400000	1551543
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	274000	377543	500000	400000	1551543
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.37	1.88	2.49	1.99	7.73
Number of Voting Rights held in each class of securities (IX)
Class eg: X	274000	377543	500000	400000	1551543
Class eg:y
Total	274000	377543	500000	400000	1551543
Total as a % of Total Voting rights	1.37	1.88	2.49	1.99	7.73
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	0	0	0	0	0
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	0	0	0	0	0
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.17	1.62	2.14	1.71	6.64
Number of Locked in shares (XII)
No. (a)	0	0	500000	400000	900000
As a % of total Shares held (b)	0	0	100	100	58.01
Number of equity shares held in dematerialized form (XIV)	274000	377543	500000	400000	1551543
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2	3	4
Name of the Shareholders (I)	GAURAV BOLIA	NIKITA DHANNALAL JAIN	Vikas Vijaykumar Khemani	Reeta Jain	Click here to go back
PAN (II)	BZEPB4023J	ALEPJ9930F	ADTPK8739J	AAFPJ0044A	Total
No. of fully paid up equity shares held (IV)	242757	249000	1380000	250000	2121757
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	242757	249000	1380000	250000	2121757
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.21	1.24	6.88	1.25	10.57
Number of Voting Rights held in each class of securities (IX)
Class eg: X	242757	249000	1380000	250000	2121757
Class eg:y
Total	242757	249000	1380000	250000	2121757
Total as a % of Total Voting rights	1.21	1.24	6.88	1.25	10.57
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	0	0	950000	0	950000
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	0	0	950000	0	950000
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.04	1.07	9.97	1.07	13.14
Number of Locked in shares (XII)
No. (a)	0	0	1380000	250000	1630000
As a % of total Shares held (b)	0	0	100	100	76.82
Number of equity shares held in dematerialized form (XIV)	242757	249000	1380000	250000	2121757
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Any Other (specify)
Searial No.	1	2
Category	Others	HUF
Category / More than 1 percentage	Category	Category
Name of the Shareholders (I)	Broker		Click here to go back
PAN (II)			Total
No. of the Shareholders (I)	1	70	71
No. of fully paid up equity shares held (IV)	217	658606	658823
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	217	658606	658823
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0	3.28	3.28
Number of Voting Rights held in each class of securities (IX)
Class eg: X	217	658606	658823
Class eg:y
Total	217	658606	658823
Total as a % of Total Voting rights	0	3.28	3.28
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	0	0	0
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	0	0	0
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0	2.82	2.82
Number of Locked in shares (XII)
No. (a)	0	0	0
As a % of total Shares held (b)	0	0	0
Number of equity shares held in dematerialized form (XIV)	217	658606	658823
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0
Sub-category (ii)	0	0	0
Sub-category (iii)	0	0	0

significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

DAYAKRISHNA GOYAL

AACPG8766B

India

DAYAKRISHNA GOYAL

AACPG8766B

India

6.98

Yes

08-02-2019

DAYAKRISHNA GOYAL

AACPG8766B

India

DK GOYAL (HUF)

AACHD0154N

India

7.57

Yes

08-02-2019

Total:

14.55

PRATIBHA DAYAKRISHNA GOYAL

AHAPG4289L

India

PRATIBHA DAYAKRISHNA GOYAL

AHAPG4289L

India

11.39

Yes

08-02-2019

Total:

11.39

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Any Other (specify)

significant beneficial owners