General information about company
Scrip code	531390
NSE Symbol	NOTLISTED
MSEI Symbol	NOTLISTED
ISIN	INE890B01014
Name of the company	Upsurge Investment & Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-06-2024
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	8	8941933			8941933	59.01	8941933		8941933	59.01
(B)	Public	4552	6210467			6210467	40.99	6210467		6210467	40.99
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	4560	15152400			15152400	100	15152400		15152400	100

Table I - Summary Statement holding of specified securities

Category
(I)Category of shareholder
(II)No. Of Shares Underlying Outstanding convertible securities
(X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2)Number of Locked in shares
(XII)Number of Shares pledged or otherwise encumbered
(XIII)Number of equity shares held in dematerialized form 
(XIV)Sub-categorization of shares

No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)Sub-category (i)Sub-category (ii)Sub-category (iii)

(A)Promoter & Promoter Group59.018941933

(B)Public40.995851366000

(C)Non Promoter- Non Public

(C1)Shares underlying DRs

(C2)Shares held by Employee Trusts

Total10014793299000

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	5553930			5553930	36.65	5553930		5553930	36.65
(d)	Any Other (specify)	3	3388003			3388003	22.36	3388003		3388003	22.36
Sub-Total (A)(1)		8	8941933			8941933	59.01	8941933		8941933	59.01
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		8	8941933			8941933	59.01	8941933		8941933	59.01
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds	1	900			900	0.01	900		900	0.01
Sub-Total (B)(1)		1	900			900	0.01	900		900	0.01
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	4389	1558011			1558011	10.28	1558011		1558011	10.28
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	23	2153838			2153838	14.21	2153838		2153838	14.21
(i)	Non Resident Indians (NRIs)	32	35861			35861	0.24	35861		35861	0.24
(l)	Bodies Corporate	59	1691273			1691273	11.16	1691273		1691273	11.16
(m)	Any Other (specify)	48	770584			770584	5.09	770584		770584	5.09
Sub-Total (B)(4)		4551	6209567			6209567	40.98	6209567		6209567	40.98
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		4552	6210467			6210467	40.99	6210467		6210467	40.99
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		4560	15152400			15152400	100	15152400		15152400	100
Total (A+B+C )		4560	15152400			15152400	100	15152400		15152400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
Sr.		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				36.65					5553930
(d)				22.36					3388003
Sub-Total (A)(1)				59.01					8941933
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				59.01					8941933
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)				0.01					0	0	0	0
Sub-Total (B)(1)				0.01					0	0	0	0
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)				10.28					1262610	0	0	0
(h)				14.21					2153838	0	0	0
(i)				0.24					22361	0	0	0
(l)				11.16					1641973	0	0	0
(m)				5.09					770584	0	0	0
Sub-Total (B)(4)				40.98					5851366	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				40.99					5851366	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					14793299
Total (A+B+C )				100					14793299

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	PRATIBHA DAYAKRISHNA GOYAL	D K GOYAL (HUF)	NAVRATI ANURAG GUPTA	BAL KISHAN GOYAL	DAYA KRISHNA GOYAL	Click here to go back
PAN (II)	AHAPG4289L	AACHD0154N	AFIPG4775K	ABIPG1339B	AACPG8766B	Total
No. of fully paid up equity shares held (IV)	2286330	1300000	659500	58100	1250000	5553930
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2286330	1300000	659500	58100	1250000	5553930
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	15.09	8.58	4.35	0.38	8.25	36.65
Number of Voting Rights held in each class of securities (IX)
Class eg:X	2286330	1300000	659500	58100	1250000	5553930
Class eg:y
Total	2286330	1300000	659500	58100	1250000	5553930
Total as a % of Total Voting rights	15.09	8.58	4.35	0.38	8.25	36.65
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	15.09	8.58	4.35	0.38	8.25	36.65
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2286330	1300000	659500	58100	1250000	5553930
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Searial No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back

Name of the Shareholders (I)	YASH SECURITIES PVT. LTD.	UPSURGE SHARES AND SECURITIES PRIVATE LIMITED	GAGAN DEEP MULTITRADE PRIVATE LIMITED
PAN (II)	AAACY3116E	AABCU2002J	AADCG3604J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	400000	145000	2843003	3388003
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	400000	145000	2843003	3388003
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.64	0.96	18.76	22.36
Number of Voting Rights held in each class of securities (IX)
Class eg: X	400000	145000	2843003	3388003
Class eg:y
Total	400000	145000	2843003	3388003
Total as a % of Total Voting rights	2.64	0.96	18.76	22.36
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.64	0.96	18.76	22.36
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	400000	145000	2843003	3388003
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter Group	Promoter Group

Bodies Corporate
Searial No.	1	2	3
Name of the Shareholders (I)	SYNCOM FORMULATION (INDIA) LTD	INTELLECT STOCK BROKING LIMITED	AKRUTI TRADVEST PRIVATE LIMITED	Click here to go back
PAN (II)	AAFCS6794R	AADCR1862K	AABCA3986H	Total
No. of fully paid up equity shares held (IV)	274000	309062	565032	1148094
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	274000	309062	565032	1148094
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.81	2.04	3.73	7.58
Number of Voting Rights held in each class of securities (IX)
Class eg: X	274000	309062	565032	1148094
Class eg:y
Total	274000	309062	565032	1148094
Total as a % of Total Voting rights	1.81	2.04	3.73	7.58
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.81	2.04	3.73	7.58
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	274000	309062	565032	1148094
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0
Sub-category (ii)	0	0	0	0
Sub-category (iii)	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2	3	4	5	6
Name of the Shareholders (I)	VANDANA JAIN	DEV RATHORE	SANDEEP KUMAR JAIN	RAJ KUMAR BANSAL	GAURAV BOLIA	NIKITA DHANNALAL JAIN
PAN (II)	AEIPJ0088H	EZGPR8908K	ABKPJ0859M	ABWPB8362K	BZEPB4023J	ALEPJ9930F
No. of fully paid up equity shares held (IV)	156738	159577	167972	225000	248757	249000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	156738	159577	167972	225000	248757	249000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.03	1.05	1.11	1.48	1.64	1.64
Number of Voting Rights held in each class of securities (IX)
Class eg: X	156738	159577	167972	225000	248757	249000
Class eg:y
Total	156738	159577	167972	225000	248757	249000
Total as a % of Total Voting rights	1.03	1.05	1.11	1.48	1.64	1.64
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.03	1.05	1.11	1.48	1.64	1.64
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	156738	159577	167972	225000	248757	249000
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Sub-category (i)	0	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.

Name of the Shareholders (I)

Click here to go back

PAN (II)

Total

No. of fully paid up equity shares held (IV)

1207044

No. Of Partly paid-up equity shares held (V)

No. Of shares underlying Depository Receipts (VI)

Total nos. shares held (VII) = (IV)+(V)+ (VI)

1207044

Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)

7.97

Number of Voting Rights held in each class of securities (IX)

Class eg: X

1207044

Class eg:y

Total

1207044

Total as a % of Total Voting rights

7.97

No. Of Shares Underlying Outstanding convertible securities (X)

No. of Shares Underlying Outstanding Warrants (Xi)

No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)

Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)

7.97

Number of Locked in shares (XII)

No. (a)

As a % of total Shares held (b)

Number of equity shares held in dematerialized form (XIV)

1207044

Reason for not providing PAN

Sub-categorization of shares

Shareholding (No. of shares) under

Sub-category (i)

Sub-category (ii)

Sub-category (iii)

Any Other (specify)
Searial No.	1	2
Category	Others	HUF
Category / More than 1 percentage	Category	Category
Name of the Shareholders (I)	Broker		Click here to go back
PAN (II)			Total
No. of the Shareholders (I)	1	47	48
No. of fully paid up equity shares held (IV)	217	770367	770584
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	217	770367	770584
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0	5.08	5.08
Number of Voting Rights held in each class of securities (IX)
Class eg: X	217	770367	770584
Class eg:y
Total	217	770367	770584
Total as a % of Total Voting rights	0	5.08	5.08
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0	5.08	5.08
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	217	770367	770584
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0
Sub-category (ii)	0	0	0
Sub-category (iii)	0	0	0

significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

DAYAKRISHNA GOYAL

AACPG8766B

India

DAYAKRISHNA GOYAL

AACPG8766B

India

Yes

08-02-2019

DAYAKRISHNA GOYAL

AACPG8766B

India

DK GOYAL (HUF)

AACHD0154N

India

Yes

08-02-2019

Total:

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Any Other (specify)

significant beneficial owners