General information about company
Scrip code	531390
NSE Symbol	NOTLISTED
MSEI Symbol
ISIN	INE890B01014
Name of the company	Upsurge Investment & Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-12-2023
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	8	8659888			8659888	57.15	8659888		8659888	57.15
(B)	Public	4051	6492512			6492512	42.85	6492512		6492512	42.85
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	4059	15152400			15152400	100	15152400		15152400	100

Table I - Summary Statement holding of specified securities

Category
(I)Category of shareholder
(II)No. Of Shares Underlying Outstanding convertible securities
(X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2)Number of Locked in shares
(XII)Number of Shares pledged or otherwise encumbered
(XIII)Number of equity shares held in dematerialized form 
(XIV)Sub-categorization of shares

No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)Sub-category (i)Sub-category (ii)Sub-category (iii)

(A)Promoter & Promoter Group57.158659888

(B)Public42.856131511000

(C)Non Promoter- Non Public

(C1)Shares underlying DRs

(C2)Shares held by Employee Trusts

Total10014791399000

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	5271885			5271885	34.79	5271885		5271885	34.79
(d)	Any Other (specify)	3	3388003			3388003	22.36	3388003		3388003	22.36
Sub-Total (A)(1)		8	8659888			8659888	57.15	8659888		8659888	57.15
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		8	8659888			8659888	57.15	8659888		8659888	57.15
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds	1	900			900	0.01	900		900	0.01
Sub-Total (B)(1)		1	900			900	0.01	900		900	0.01
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	3879	1346354			1346354	8.89	1346354		1346354	8.89
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	25	2074066			2074066	13.69	2074066		2074066	13.69
(i)	Non Resident Indians (NRIs)	35	29019			29019	0.19	29019		29019	0.19
(l)	Bodies Corporate	66	2087255			2087255	13.78	2087255		2087255	13.78
(m)	Any Other (specify)	45	954918			954918	6.3	954918		954918	6.3
Sub-Total (B)(4)		4050	6491612			6491612	42.84	6491612		6491612	42.84
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		4051	6492512			6492512	42.85	6492512		6492512	42.85
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		4059	15152400			15152400	100	15152400		15152400	100
Total (A+B+C )		4059	15152400			15152400	100	15152400		15152400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
Sr.		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				34.79					5271885
(d)				22.36					3388003
Sub-Total (A)(1)				57.15					8659888
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				57.15					8659888
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)				0.01					0	0	0	0
Sub-Total (B)(1)				0.01					0	0	0	0
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)				8.89					1049353	0	0	0
(h)				13.69					2073766	0	0	0
(i)				0.19					15519	0	0	0
(l)				13.78					2037955	0	0	0
(m)				6.3					954918	0	0	0
Sub-Total (B)(4)				42.84					6131511	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				42.85					6131511	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					14791399
Total (A+B+C )				100					14791399

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	PRATIBHA DAYAKRISHNA GOYAL	D K GOYAL (HUF)	DAYAKRISHNA GOYAL	NAVRATI ANURAG GUPTA	BAL KISHAN GOYAL	Click here to go back
PAN (II)	AHAPG4289L	AACHD0154N	AACPG8766B	AFIPG4775K	ABIPG1339B	Total
No. of fully paid up equity shares held (IV)	2004285	1300000	1250000	659500	58100	5271885
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2004285	1300000	1250000	659500	58100	5271885
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	13.23	8.58	8.25	4.35	0.38	34.79
Number of Voting Rights held in each class of securities (IX)
Class eg:X	2004285	1300000	1250000	659500	58100	5271885
Class eg:y
Total	2004285	1300000	1250000	659500	58100	5271885
Total as a % of Total Voting rights	13.23	8.58	8.25	4.35	0.38	34.79
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	13.23	8.58	8.25	4.35	0.38	34.79
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2004285	1300000	1250000	659500	58100	5271885
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Searial No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back

Name of the Shareholders (I)	YASH SECURITIES PRIVATE LIMITED	GAGAN DEEP MULTITRADE PRIVATE LIMITED	UPSURGE SHARES AND SECURITIES PRIVATE LIMITED
PAN (II)	AAACY3116E	AADCG3604J	AABCU2002J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	400000	2843003	145000	3388003
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	400000	2843003	145000	3388003
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.64	18.76	0.96	22.36
Number of Voting Rights held in each class of securities (IX)
Class eg: X	400000	2843003	145000	3388003
Class eg:y
Total	400000	2843003	145000	3388003
Total as a % of Total Voting rights	2.64	18.76	0.96	22.36
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.64	18.76	0.96	22.36
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	400000	2843003	145000	3388003
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter

Bodies Corporate
Searial No.	1	2	3	4
Name of the Shareholders (I)	SYNCOM FORMULATION (INDIA) LTD	INTELLECT STOCK BROKING LIMITED	ADVANI TRADING COMPANY PRIVATE LIMITED	ADVANI PRIVATE LIMITED	Click here to go back
PAN (II)	AAFCS6794R	AADCR1862K	AACCA5772E	AACCA1895Q	Total
No. of fully paid up equity shares held (IV)	274000	288016	321033	331436	1214485
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	274000	288016	321033	331436	1214485
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.81	1.9	2.12	2.19	8.02
Number of Voting Rights held in each class of securities (IX)
Class eg: X	274000	288016	321033	331436	1214485
Class eg:y
Total	274000	288016	321033	331436	1214485
Total as a % of Total Voting rights	1.81	1.9	2.12	2.19	8.02
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.81	1.9	2.12	2.19	8.02
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	274000	288016	321033	331436	1214485
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2	3	4
Name of the Shareholders (I)	VANDANA JAIN	SANDEEP KUMAR JAIN	GAURAV BOLIA	NIKITA DHANNALAL JAIN	Click here to go back
PAN (II)	AEIPJ0088H	ABKPJ0859M	BZEPB4023J	ALEPJ9930F	Total
No. of fully paid up equity shares held (IV)	156738	167972	248757	249000	822467
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	156738	167972	248757	249000	822467
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.03	1.11	1.64	1.64	5.43
Number of Voting Rights held in each class of securities (IX)
Class eg: X	156738	167972	248757	249000	822467
Class eg:y
Total	156738	167972	248757	249000	822467
Total as a % of Total Voting rights	1.03	1.11	1.64	1.64	5.43
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.03	1.11	1.64	1.64	5.43
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	156738	167972	248757	249000	822467
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Any Other (specify)
Searial No.	1	2
Category	Others	HUF
Category / More than 1 percentage	Category	Category
Name of the Shareholders (I)	Broker		Click here to go back
PAN (II)			Total
No. of the Shareholders (I)	1	44	45
No. of fully paid up equity shares held (IV)	217	954701	954918
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	217	954701	954918
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0	6.3	6.3
Number of Voting Rights held in each class of securities (IX)
Class eg: X	217	954701	954918
Class eg:y
Total	217	954701	954918
Total as a % of Total Voting rights	0	6.3	6.3
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0	6.3	6.3
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	217	954701	954918
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0
Sub-category (ii)	0	0	0
Sub-category (iii)	0	0	0

significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

DAYAKRISHNA GOYAL

AACPG8766B

India

Dayakrishna Goyal

AACPG8766B

India

Yes

08-02-2019

DAYAKRISHNA GOYAL

AACPG8766B

India

DK Goyal (HUF)

AACHD0154N

India

Yes

08-02-2019

Total:

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Any Other (specify)

significant beneficial owners