General information about company
Scrip code	531390
NSE Symbol
MSEI Symbol
ISIN	INE890B01014
Name of the company	Upsurge Investment and Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-03-2023
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	Yes	Yes
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	8	8243146			8243146	54.4	8243146		8243146	54.4
(B)	Public	3969	6909254			6909254	45.6	6909254		6909254	45.6
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	3977	15152400			15152400	100	15152400		15152400	100

Table I - Summary Statement holding of specified securities

Category
(I)Category of shareholder
(II)No. Of Shares Underlying Outstanding convertible securities
(X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2)Number of Locked in shares
(XII)Number of Shares pledged or otherwise encumbered
(XIII)Number of equity shares held in dematerialized form 
(XIV)Sub-categorization of shares

No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)Sub-category (i)Sub-category (ii)Sub-category (iii)

(A)Promoter & Promoter Group54.4135000016.388243146

(B)Public45.66543353000

(C)Non Promoter- Non Public

(C1)Shares underlying DRs

(C2)Shares held by Employee Trusts

Total10013500008.9114786499000

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	4855143			4855143	32.04	4855143		4855143	32.04
(d)	Any Other (specify)	3	3388003			3388003	22.36	3388003		3388003	22.36
Sub-Total (A)(1)		8	8243146			8243146	54.4	8243146		8243146	54.4
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		8	8243146			8243146	54.4	8243146		8243146	54.4
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds	1	900			900	0.01	900		900	0.01
Sub-Total (B)(1)		1	900			900	0.01	900		900	0.01
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	3781	1297586			1297586	8.56	1297586		1297586	8.56
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	27	2463573			2463573	16.26	2463573		2463573	16.26
(i)	Non Resident Indians (NRIs)	35	31298			31298	0.21	31298		31298	0.21
(l)	Bodies Corporate	69	2061195			2061195	13.6	2061195		2061195	13.6
(m)	Any Other (specify)	56	1054702			1054702	6.96	1054702		1054702	6.96
Sub-Total (B)(4)		3968	6908354			6908354	45.59	6908354		6908354	45.59
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		3969	6909254			6909254	45.6	6909254		6909254	45.6
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		3977	15152400			15152400	100	15152400		15152400	100
Total (A+B+C )		3977	15152400			15152400	100	15152400		15152400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
Sr.		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				32.04			0	0	4855143
(d)				22.36			1350000	39.85	3388003
Sub-Total (A)(1)				54.4			1350000	16.38	8243146
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				54.4			1350000	16.38	8243146
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)				0.01					0	0	0	0
Sub-Total (B)(1)				0.01					0	0	0	0
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(g)				8.56					995685	0	0	0
(h)				16.26					2463273	0	0	0
(i)				0.21					17798	0	0	0
(l)				13.6					2011895	0	0	0
(m)				6.96					1054702	0	0	0
Sub-Total (B)(4)				45.59					6543353	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				45.6					6543353	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					14786499
Total (A+B+C )				100			1350000	8.91	14786499

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	NAVRATI ANURAG GUPTA	PRATIBHA DAYAKRISHNA GOYAL	D K GOYAL (HUF) .	BAL KISHAN GOYAL	DAYA KRISHNA GOYAL	Click here to go back
PAN (II)	AFIPG4775K	AHAPG4289L	AACHD0154N	ABIPG1339B	AACPG8766B	Total
No. of fully paid up equity shares held (IV)	659500	1587543	1300000	58100	1250000	4855143
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	659500	1587543	1300000	58100	1250000	4855143
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.35	10.48	8.58	0.38	8.25	32.04
Number of Voting Rights held in each class of securities (IX)
Class eg:X	659500	1587543	1300000	58100	1250000	4855143
Class eg:y
Total	659500	1587543	1300000	58100	1250000	4855143
Total as a % of Total Voting rights	4.35	10.48	8.58	0.38	8.25	32.04
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	4.35	10.48	8.58	0.38	8.25	32.04
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	0	0	0	0	0	0
As a % of total Shares held (b)	0	0	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	659500	1587543	1300000	58100	1250000	4855143
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Searial No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back

Name of the Shareholders (I)	YASH SECURITIES PVT. LTD.	GAGAN DEEP MULTITRADE PRIVATE LIMITED	UPSURGE SHARES AND SECURITIES PRIVATE LI
PAN (II)	AAACY3116E	AADCG3604J	AABCU2002J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	400000	2843003	145000	3388003
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	400000	2843003	145000	3388003
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.64	18.76	0.96	22.36
Number of Voting Rights held in each class of securities (IX)
Class eg: X	400000	2843003	145000	3388003
Class eg:y
Total	400000	2843003	145000	3388003
Total as a % of Total Voting rights	2.64	18.76	0.96	22.36
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.64	18.76	0.96	22.36
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	0	1350000	0	1350000
As a % of total Shares held (b)	0	47.49	0	39.85
Number of equity shares held in dematerialized form (XIV)	400000	2843003	145000	3388003
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter

Bodies Corporate
Searial No.	1	2	3	4
Name of the Shareholders (I)	INTELLECT STOCK BROKING LIMITED	SYNCOM FORMULATION (INDIA) LTD	ADVANI TRADING COMPANY PRIVATE LIMITED	ADVANI PRIVATE LIMITED	Click here to go back
PAN (II)	AADCR1862K	AAFCS6794R	AACCA5772E	AACCA1895Q	Total
No. of fully paid up equity shares held (IV)	252489	274000	321033	331436	1178958
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	252489	274000	321033	331436	1178958
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.67	1.81	2.12	2.19	7.78
Number of Voting Rights held in each class of securities (IX)
Class eg: X	252489	274000	321033	331436	1178958
Class eg:y
Total	252489	274000	321033	331436	1178958
Total as a % of Total Voting rights	1.67	1.81	2.12	2.19	7.78
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.67	1.81	2.12	2.19	7.78
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	252489	274000	321033	331436	1178958
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2	3	4
Name of the Shareholders (I)	SANDEEP KUMAR JAIN	GAURAV BOLIA	NIKITA DHANNALAL JAIN	SNEHA VIKASH AGRWAL	Click here to go back
PAN (II)	ABKPJ0859M	BZEPB4023J	ALEPJ9930F	APYPA7569R	Total
No. of fully paid up equity shares held (IV)	169417	248757	249000	423366	1090540
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	169417	248757	249000	423366	1090540
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.12	1.64	1.64	2.79	7.2
Number of Voting Rights held in each class of securities (IX)
Class eg: X	169417	248757	249000	423366	1090540
Class eg:y
Total	169417	248757	249000	423366	1090540
Total as a % of Total Voting rights	1.12	1.64	1.64	2.79	7.2
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.12	1.64	1.64	2.79	7.2
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	169417	248757	249000	423366	1090540
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Any Other (specify)
Searial No.	1	2	3
Category	Clearing Members	Others	HUF
Category / More than 1 percentage	Category	Category	Category
Name of the Shareholders (I)		Broker		Click here to go back
PAN (II)				Total
No. of the Shareholders (I)	8	1	47	56
No. of fully paid up equity shares held (IV)	11523	217	1042962	1054702
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	11523	217	1042962	1054702
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.08	0	6.88	6.96
Number of Voting Rights held in each class of securities (IX)
Class eg: X	11523	217	1042962	1054702
Class eg:y
Total	11523	217	1042962	1054702
Total as a % of Total Voting rights	0.08	0	6.88	6.96
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.08	0	6.88	6.96
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	11523	217	1042962	1054702
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0
Sub-category (ii)	0	0	0	0
Sub-category (iii)	0	0	0	0

significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

DAYAKRISHNA GOYAL

AACPG8766B

India

Dayakrishna Goyal

AACPG8766B

India

Yes

08-02-2019

DAYAKRISHNA GOYAL

AACPG8766B

India

DK Goyal (HUF)

AACHD0154N

India

Yes

08-02-2019

Total:

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Any Other (specify)

significant beneficial owners