General information about company

Scrip code531390
NSE Symbol
MSEI Symbol
ISININE890B01014
Name of the companyUPSURGE INVESTMENT & FINANCE LTD
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportQuarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)30-09-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed underRegulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?No


Declaration

Sr. No.ParticularYes/No Promoter and Promoter GroupPublic shareholder Non Promoter- Non Public
1Whether the Listed Entity has issued any partly paid up shares?No NoNo No
2Whether the Listed Entity has issued any Convertible Securities ?No NoNo No
3Whether the Listed Entity has issued any Warrants ?No NoNo No
4Whether the Listed Entity has any shares against which depository receipts are issued?No NoNo No
5Whether the Listed Entity has any shares in locked-in?No NoNo No
6Whether any shares held by promoters are pledge or otherwise encumbered?No No
7Whether company has equity shares with differential voting rights?No NoNo No
8Whether the listed entity has any significant beneficial owner?Yes


Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of (A+B+C)
Class eg: XClass eg:yTotal
(A)Promoter & Promoter Group87554823755482349.867554823755482349.86
(B)Public23447597577759757750.147597577759757750.14
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total235215152400151524001001515240015152400100

Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
(A)Promoter & Promoter Group49.867554823
(B)Public50.147222476
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total10014777299


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.Category & Name of the Shareholders (I)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of Total Voting rights
Class eg: XClass eg:yTotal
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)Individuals/Hindu undivided Family54855143485514332.044855143485514332.04
(d)Any Other (specify)32699680269968017.822699680269968017.82
Sub-Total (A)(1)87554823755482349.867554823755482349.86
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 87554823755482349.867554823755482349.86
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)Mutual Funds19009000.019009000.01
Sub-Total (B)(1)19009000.019009000.01
( 3 )Non-institutions
(a(i))Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 2224108300510830057.15108300510830057.15
(a(ii))Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.423604136360413623.793604136360413623.79
(e)Any Other (specify)772909536290953619.22909536290953619.2
Sub-Total (B)(3)23437596677759667750.147596677759667750.14
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)23447597577759757750.147597577759757750.14
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )235215152400151524001001515240015152400100
Total (A+B+C )235215152400151524001001515240015152400100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)32.044855143
(d)17.822699680
Sub-Total (A)(1)49.867554823
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 49.867554823
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)0.010
Sub-Total (B)(1)0.010
( 3 )Non-institutions
(a(i))7.15771604
(a(ii))23.793604136
(e)19.22846736
Sub-Total (B)(3)50.147222476
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)50.147222476
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )10014777299
Total (A+B+C )10014777299


Individuals/Hindu undivided Family

Searial No.12345
Name of the Shareholders (I)DK GOYAL HUFNAVRATI GUPTABAL KISHAN GOYALDAYAKRISHNA GOYALPRATIBHA DAYAKRISHNA GOYALClick here to go back
PAN (II)AACHD0154NAFIPG4775KABIPG1339BAACPG8766BAHAPG4289LTotal
No. of fully paid up equity shares held (IV)130000065950058100125000015875434855143
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)130000065950058100125000015875434855143
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)8.584.350.388.2510.4832.04
Number of Voting Rights held in each class of securities (IX)
Class eg:X130000065950058100125000015875434855143
Class eg:y
Total130000065950058100125000015875434855143
Total as a % of Total Voting rights8.584.350.388.2510.4832.04
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)8.584.350.388.2510.4832.04
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)130000065950058100125000015875434855143
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoterPromoterPromoter


Any Other (specify)

Searial No.123
CategoryBodies CorporateBodies CorporateBodies CorporateClick here to go back
Name of the Shareholders (I)UPSURGE SHARE AND SECURITIES PRIVATE LIMITEDYASH SECURITIES PRIVATE LIMITEDGAGAN DEEP MULTITRADE PRIVATE LIMITED
PAN (II)AABCU2002JAAACY3116EAADCG3604JTotal
No. of the Shareholders (I)1113
No. of fully paid up equity shares held (IV)14500040000021546802699680
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)14500040000021546802699680
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)0.962.6414.2217.82
Number of Voting Rights held in each class of securities (IX)
Class eg: X14500040000021546802699680
Class eg:y
Total14500040000021546802699680
Total as a % of Total Voting rights0.962.6414.2217.82
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)0.962.6414.2217.82
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)14500040000021546802699680
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoter GroupPromoter GroupPromoter Group


Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.1234
Name of the Shareholders (I)SNEHA VIKASH AGRWALSHASHANK SONIVIKASH AGARWALVANDANA JAINClick here to go back
PAN (II)APYPA7569RCZGPS7850BAAAPA9802GAEIPJ0088HTotal
No. of fully paid up equity shares held (IV)3347352350003138111585961042142
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)3347352350003138111585961042142
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)2.211.552.071.056.88
Number of Voting Rights held in each class of securities (IX)
Class eg: X3347352350003138111585961042142
Class eg:y
Total3347352350003138111585961042142
Total as a % of Total Voting rights2.211.552.071.056.88
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)2.211.552.071.056.88
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)3347352350003138111585961042142
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.1234567
CategoryBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies Corporate
Category / More than 1 percentageMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholding
Name of the Shareholders (I)PARAMONE CONCEPTS LIMITEDSYNCOM FORMULATION (INDIA) LTDADVANI PVT LTDEXPLICIT FINANCE LIMITEDAZURA PROJECTS PRIVATE LIMITEDADVANI TRADING CO PVT LTDFLORENCE SECURITIES PRIVATE LIMITED
PAN (II)AAACP4764DAAFCS6794RAACCA1895QAAACS5604BAAGCA9030RAACCA5772EAABCF5634R
No. of the Shareholders (I)1111111
No. of fully paid up equity shares held (IV)484983274000327436211182430000270545188988
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)484983274000327436211182430000270545188988
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)3.21.812.161.392.841.791.25
Number of Voting Rights held in each class of securities (IX)
Class eg: X484983274000327436211182430000270545188988
Class eg:y
Total484983274000327436211182430000270545188988
Total as a % of Total Voting rights3.21.812.161.392.841.791.25
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)3.21.812.161.392.841.791.25
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)484983274000327436211182430000270545188988
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.89
CategoryClearing MembersNon-Resident Indian (NRI)
Category / More than 1 percentageCategoryCategory
Name of the Shareholders (I)Click here to go back
PAN (II)Total
No. of the Shareholders (I)279
No. of fully paid up equity shares held (IV)121470014712
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)121470014712
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)00.10.1
Number of Voting Rights held in each class of securities (IX)
Class eg: X121470014712
Class eg:y
Total121470014712
Total as a % of Total Voting rights00.10.1
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)00.10.1
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)1212001212
Reason for not providing PAN
Reason for not providing PAN


significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest
NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:
SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence
1DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYALAACPG8766BIndia8.258.258.25YesYes08-02-2019
2DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYAL HUFAACHD0154NIndia8.588.588.58YesYes08-02-2019
Total: 16.8316.8316.83