General information about company

Scrip code531390
NSE Symbol
MSEI Symbol
ISININE890B01014
Name of the companyUPSURGE INVESTMENT AND FINANCE LIMITED
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportQuarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)30-09-2019
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed underRegulation 31 (1) (b)


Declaration

Sr. No.ParticularYes/No Promoter and Promoter GroupPublic shareholder Non Promoter- Non Public
1Whether the Listed Entity has issued any partly paid up shares?No NoNo No
2Whether the Listed Entity has issued any Convertible Securities ?No NoNo No
3Whether the Listed Entity has issued any Warrants ?No NoNo No
4Whether the Listed Entity has any shares against which depository receipts are issued?No NoNo No
5Whether the Listed Entity has any shares in locked-in?No NoNo No
6Whether any shares held by promoters are pledge or otherwise encumbered?No No
7Whether company has equity shares with differential voting rights?No NoNo No
8Whether the listed entity has any significant beneficial owner?Yes


Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of (A+B+C)
Class eg: XClass eg:yTotal
(A)Promoter & Promoter Group868182796818279456818279681827945
(B)Public236983341218334121558334121833412155
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total237715152400151524001001515240015152400100

Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
(A)Promoter & Promoter Group456818279
(B)Public557958720
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total10014776999


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.Category & Name of the Shareholders (I)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of Total Voting rights
Class eg: XClass eg:yTotal
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)Individuals/Hindu undivided Family54118599411859927.184118599411859927.18
(d)Any Other (specify)32699680269968017.822699680269968017.82
Sub-Total (A)(1)868182796818279456818279681827945
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 868182796818279456818279681827945
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)Mutual Funds19009000.019009000.01
(f)Financial Institutions/ Banks150050005005000
Sub-Total (B)(1)2140014000.01140014000.01
( 3 )Non-institutions
(a(i))Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 2236110628411062847.3110628411062847.3
(a(ii))Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.444200378420037827.724200378420037827.72
(e)Any Other (specify)873026059302605919.973026059302605919.97
Sub-Total (B)(3)23678332721833272154.998332721833272154.99
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)236983341218334121558334121833412155
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )237715152400151524001001515240015152400100
Total (A+B+C )237715152400151524001001515240015152400100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)27.184118599
(d)17.822699680
Sub-Total (A)(1)456818279
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 456818279
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)0.010
(f)0500
Sub-Total (B)(1)0.01500
( 3 )Non-institutions
(a(i))7.3794583
(a(ii))27.724200378
(e)19.972963259
Sub-Total (B)(3)54.997958220
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)557958720
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )10014776999
Total (A+B+C )10014776999


Individuals/Hindu undivided Family

Searial No.12345
Name of the Shareholders (I)D K GOYAL (HUF)NAVRATI GUPTABAL KISHAN GOYALDAYA KRISHNA GOYALPRATIBHA DAYAKRISHNA GOYALClick here to go back
PAN (II)AACHD0154NAFIPG4775KABIPG1339BAACPG8766BAHAPG4289LTotal
No. of fully paid up equity shares held (IV)13000006595005810012500008509994118599
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)13000006595005810012500008509994118599
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)8.584.350.388.255.6227.18
Number of Voting Rights held in each class of securities (IX)
Class eg:X13000006595005810012500008509994118599
Class eg:y
Total13000006595005810012500008509994118599
Total as a % of Total Voting rights8.584.350.388.255.6227.18
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)8.584.350.388.255.6227.18
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)13000006595005810012500008509994118599
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoterPromoterPromoter


Any Other (specify)

Searial No.123
CategoryBodies CorporateBodies CorporateBodies CorporateClick here to go back
Name of the Shareholders (I)YASH SECURITIES PRIVATE LIMITEDUPSURGE SHARE AND SECURITIES PRIVATE LIMITEDGAGAN DEEP MULTITRADE PRIVATE LIMITED
PAN (II)AAACY3116EAABCU2002JAADCG3604JTotal
No. of the Shareholders (I)1113
No. of fully paid up equity shares held (IV)40000014500021546802699680
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)40000014500021546802699680
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)2.640.9614.2217.82
Number of Voting Rights held in each class of securities (IX)
Class eg: X40000014500021546802699680
Class eg:y
Total40000014500021546802699680
Total as a % of Total Voting rights2.640.9614.2217.82
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)2.640.9614.2217.82
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)40000014500021546802699680
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoter


Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.12345
Name of the Shareholders (I)VANDANA JAINSNEHA VIKAS AGRWALVIKASH AGARWALAARTI MITESH JHUNJHUNWALASHASHANK SONIClick here to go back
PAN (II)AEIPJ0088HAPYPA7569RAAAPA9802GACBPT9497KCZGPS7850BTotal
No. of fully paid up equity shares held (IV)1585762043993138116606702350001572456
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)1585762043993138116606702350001572456
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)1.051.352.074.361.5510.38
Number of Voting Rights held in each class of securities (IX)
Class eg: X1585762043993138116606702350001572456
Class eg:y
Total1585762043993138116606702350001572456
Total as a % of Total Voting rights1.051.352.074.361.5510.38
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)1.051.352.074.361.5510.38
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)1585762043993138116606702350001572456
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.1234567
CategoryNon-Resident Indian (NRI)Bodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies Corporate
Category / More than 1 percentageCategoryMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholding
Name of the Shareholders (I)EXPLICIT FINANCE LIMITEDAZURA PROJECTS PRIVATE LIMITEDADVANI TRADING CO PVT LTDSYNCOM FORMULATION INDIA LTDPARAMONE CONCEPTS LIMITEDFLORENCE SECURITIES PRIVATE LIMITED
PAN (II)AAACS5604BAAGCA9030RAACCA5772EAAFCS6794RAAACP4764DAABCF5634R
No. of the Shareholders (I)7111111
No. of fully paid up equity shares held (IV)13800346192430000270545274000484983188988
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)13800346192430000270545274000484983188988
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)0.092.282.841.791.813.21.25
Number of Voting Rights held in each class of securities (IX)
Class eg: X13800346192430000270545274000484983188988
Class eg:y
Total13800346192430000270545274000484983188988
Total as a % of Total Voting rights0.092.282.841.791.813.21.25
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)0.092.282.841.791.813.21.25
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)300346192430000270545274000484983188988
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.89
CategoryClearing MembersBodies Corporate
Category / More than 1 percentageCategoryCategory
Name of the Shareholders (I)Click here to go back
PAN (II)Total
No. of the Shareholders (I)5113
No. of fully paid up equity shares held (IV)10675960034075
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)10675960034075
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)0.070.060.22
Number of Voting Rights held in each class of securities (IX)
Class eg: X10675960034075
Class eg:y
Total10675960034075
Total as a % of Total Voting rights0.070.060.22
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)0.070.060.22
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)10675960020575
Reason for not providing PAN
Reason for not providing PAN


significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest
NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:
SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence
1DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYALAACPG8766BIndia8.258.258.25YesYes08-02-2019
2DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYAL HUFAACHD0154NIndia8.588.588.58YesYes08-02-2019
Total: 16.8316.8316.83