General information about company

Scrip code531390
NSE Symbol
MSEI Symbol
ISININE890B01014
Name of the companyUpsurge Investment & Finance Limited
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportQuarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)30-06-2021
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed underRegulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?No


Declaration

Sr. No.ParticularYes/No Promoter and Promoter GroupPublic shareholder Non Promoter- Non Public
1Whether the Listed Entity has issued any partly paid up shares?No NoNo No
2Whether the Listed Entity has issued any Convertible Securities ?No NoNo No
3Whether the Listed Entity has issued any Warrants ?No NoNo No
4Whether the Listed Entity has any shares against which depository receipts are issued?No NoNo No
5Whether the Listed Entity has any shares in locked-in?No NoNo No
6Whether any shares held by promoters are pledge or otherwise encumbered?No No
7Whether company has equity shares with differential voting rights?No NoNo No
8Whether the listed entity has any significant beneficial owner?Yes


Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of (A+B+C)
Class eg: XClass eg:yTotal
(A)Promoter & Promoter Group87554823755482349.867554823755482349.86
(B)Public29897597577759757750.147597577759757750.14
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total299715152400151524001001515240015152400100

Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
(A)Promoter & Promoter Group49.867554823
(B)Public50.147222476
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total10014777299


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.Category & Name of the Shareholders (I)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of Total Voting rights
Class eg: XClass eg:yTotal
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)Individuals/Hindu undivided Family54855143485514332.044855143485514332.04
(d)Any Other (specify)32699680269968017.822699680269968017.82
Sub-Total (A)(1)87554823755482349.867554823755482349.86
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 87554823755482349.867554823755482349.86
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)Mutual Funds19009000.019009000.01
Sub-Total (B)(1)19009000.019009000.01
( 3 )Non-institutions
(a(i))Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 2851131947213194728.71131947213194728.71
(a(ii))Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.343175131317513120.953175131317513120.95
(e)Any Other (specify)1033102074310207420.473102074310207420.47
Sub-Total (B)(3)29887596677759667750.147596677759667750.14
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)29897597577759757750.147597577759757750.14
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )299715152400151524001001515240015152400100
Total (A+B+C )299715152400151524001001515240015152400100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)32.044855143
(d)17.822699680
Sub-Total (A)(1)49.867554823
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 49.867554823
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)0.010
Sub-Total (B)(1)0.010
( 3 )Non-institutions
(a(i))8.711008071
(a(ii))20.953175131
(e)20.473039274
Sub-Total (B)(3)50.147222476
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)50.147222476
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )10014777299
Total (A+B+C )10014777299


Individuals/Hindu undivided Family

Searial No.12345
Name of the Shareholders (I)D K GOYAL (HUF)BAL KISHAN GOYALPRATIBHA DAYAKRISHNA GOYALNAVRATI GUPTADAYAKRISHNA GOYALClick here to go back
PAN (II)AACHD0154NABIPG1339BAHAPG4289LAFIPG4775KAACPG8766BTotal
No. of fully paid up equity shares held (IV)130000058100158754365950012500004855143
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)130000058100158754365950012500004855143
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)8.580.3810.484.358.2532.04
Number of Voting Rights held in each class of securities (IX)
Class eg:X130000058100158754365950012500004855143
Class eg:y
Total130000058100158754365950012500004855143
Total as a % of Total Voting rights8.580.3810.484.358.2532.04
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)8.580.3810.484.358.2532.04
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)130000058100158754365950012500004855143
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoterPromoterPromoter


Any Other (specify)

Searial No.123
CategoryBodies CorporateBodies CorporateBodies CorporateClick here to go back
Name of the Shareholders (I)UPSURGE SHARES AND SECURITIES PRIVATE LIMITEDGAGAN DEEP MULTITRADE PRIVATE LIMITEDYASH SECURITIES PVT. LTD
PAN (II)AABCU2002JAADCG3604JAAACY3116ETotal
No. of the Shareholders (I)1113
No. of fully paid up equity shares held (IV)14500021546804000002699680
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)14500021546804000002699680
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)0.9614.222.6417.82
Number of Voting Rights held in each class of securities (IX)
Class eg: X14500021546804000002699680
Class eg:y
Total14500021546804000002699680
Total as a % of Total Voting rights0.9614.222.6417.82
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)0.9614.222.6417.82
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)14500021546804000002699680
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoter


Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.1234
Name of the Shareholders (I)VANDANA JAINGAURAV BOLIADHANNALAL P JAINSNEHA VIKASH AGRWALClick here to go back
PAN (II)AEIPJ0088HBZEPB4023JAACPJ4772AAPYPA7569RTotal
No. of fully paid up equity shares held (IV)1549342487572650003463661015057
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)1549342487572650003463661015057
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)1.021.641.752.296.7
Number of Voting Rights held in each class of securities (IX)
Class eg: X1549342487572650003463661015057
Class eg:y
Total1549342487572650003463661015057
Total as a % of Total Voting rights1.021.641.752.296.7
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)1.021.641.752.296.7
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)1549342487572650003463661015057
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.1234567
CategoryNon-Resident Indian (NRI)Bodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies Corporate
Category / More than 1 percentageCategoryMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholding
Name of the Shareholders (I)ADVANI TRADING CO PVT LTDADVANI PVT LTDFLORENCE SECURITIES PRIVATE LIMITEDAZURA PROJECTS PRIVATE LIMITEDSYNCOM FORMULATION (INDIA) LTDINTELLECT STOCK BROKING LIMITED
PAN (II)AACCA5772EAACCA1895QAABCF5634RAAGCA9030RAAFCS6794RAADCR1862K
No. of the Shareholders (I)18111111
No. of fully paid up equity shares held (IV)20062321033412436188988430000274000171298
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)20062321033412436188988430000274000171298
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)0.132.122.721.252.841.811.13
Number of Voting Rights held in each class of securities (IX)
Class eg: X20062321033412436188988430000274000171298
Class eg:y
Total20062321033412436188988430000274000171298
Total as a % of Total Voting rights0.132.122.721.252.841.811.13
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)0.132.122.721.252.841.811.13
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)6562321033412436188988430000274000171298
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.8910
CategoryBodies CorporateClearing MembersOthers
Category / More than 1 percentageMore than 1 percentage of shareholdingCategoryCategory
Name of the Shareholders (I)PARAMONE CONCEPTS LIMITEDBrokerClick here to go back
PAN (II)AAACP4764DTotal
No. of the Shareholders (I)119138
No. of fully paid up equity shares held (IV)34233356087960085749
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)34233356087960085749
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)2.260.370.060.56
Number of Voting Rights held in each class of securities (IX)
Class eg: X34233356087960085749
Class eg:y
Total34233356087960085749
Total as a % of Total Voting rights2.260.370.060.56
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)2.260.370.060.56
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)34233356087960072249
Reason for not providing PAN
Reason for not providing PAN


significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest
NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:
SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence
1DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYALAACPG8766BIndia8.258.258.25YesYes08-02-2019
2 DAYAKRISHNA GOYALAACPG8766BIndiaD K GOYAL (HUF)AACHD0154NIndia8.588.588.58YesYes08-02-2019
Total: 16.8316.8316.83