General information about company

Scrip code531390
NSE Symbol
MSEI Symbol
ISININE890B01014
Name of the companyUpsurge Investment & Finance Limited
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportQuarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)30-06-2019
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed underRegulation 31 (1) (b)


Declaration

Sr. No.ParticularYes/No Promoter and Promoter GroupPublic shareholder Non Promoter- Non Public
1Whether the Listed Entity has issued any partly paid up shares?No NoNo No
2Whether the Listed Entity has issued any Convertible Securities ?No NoNo No
3Whether the Listed Entity has issued any Warrants ?No NoNo No
4Whether the Listed Entity has any shares against which depository receipts are issued?No NoNo No
5Whether the Listed Entity has any shares in locked-in?Yes NoYes No
6Whether any shares held by promoters are pledge or otherwise encumbered?No No
7Whether company has equity shares with differential voting rights?No NoNo No
8Whether the listed entity has any significant beneficial owner?Yes


Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of (A+B+C)
Class eg: XClass eg:yTotal
(A)Promoter & Promoter Group86707280670728044.276707280670728044.27
(B)Public23808445120844512055.738445120844512055.73
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total238815152400151524001001515240015152400100

Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
(A)Promoter & Promoter Group44.276707280
(B)Public55.7360000.078063119
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total10060000.0414770399


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.Category & Name of the Shareholders (I)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of Total Voting rights
Class eg: XClass eg:yTotal
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)Individuals/Hindu undivided Family54007600400760026.454007600400760026.45
(d)Any Other (specify)32699680269968017.822699680269968017.82
Sub-Total (A)(1)86707280670728044.276707280670728044.27
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 86707280670728044.276707280670728044.27
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)Mutual Funds19009000.019009000.01
(f)Financial Institutions/ Banks150050005005000
Sub-Total (B)(1)2140014000.01140014000.01
( 3 )Non-institutions
(a(i))Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 2245112649011264907.43112649011264907.43
(a(ii))Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.413754101375410124.783754101375410124.78
(e)Any Other (specify)923563129356312923.523563129356312923.52
Sub-Total (B)(3)23788443720844372055.738443720844372055.73
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)23808445120844512055.738445120844512055.73
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )238815152400151524001001515240015152400100
Total (A+B+C )238815152400151524001001515240015152400100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)26.454007600
(d)17.822699680
Sub-Total (A)(1)44.276707280
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 44.276707280
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)0.01000
(f)000500
Sub-Total (B)(1)0.0100500
( 3 )Non-institutions
(a(i))7.4360000.53808189
(a(ii))24.78003754101
(e)23.52003500329
Sub-Total (B)(3)55.7360000.078062619
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)55.7360000.078063119
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )10060000.0414770399
Total (A+B+C )10060000.0414770399


Individuals/Hindu undivided Family

Searial No.12345
Name of the Shareholders (I)D K GOYAL (HUF)NAVRATI GUPTABAL KISHAN GOYALDAYA KRISHNA GOYALPRATIBHA DAYAKRISHNA GOYALClick here to go back
PAN (II)AACHD0154NAFIPG4775KABIPG1339BAACPG8766BAHAPG4289LTotal
No. of fully paid up equity shares held (IV)13000006595005810012500007400004007600
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)13000006595005810012500007400004007600
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)8.584.350.388.254.8826.45
Number of Voting Rights held in each class of securities (IX)
Class eg:X13000006595005810012500007400004007600
Class eg:y
Total13000006595005810012500007400004007600
Total as a % of Total Voting rights8.584.350.388.254.8826.45
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)8.584.350.388.254.8826.45
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)13000006595005810012500007400004007600
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoterPromoterPromoter


Any Other (specify)

Searial No.123
CategoryBodies CorporateBodies CorporateBodies CorporateClick here to go back
Name of the Shareholders (I)GAGAN DEEP MULTITRADE PRIVATE LIMITEDUPSURGE SHARES AND SECURITIES PRIVATE LIMITEDYASH SECURITIES PRIVATE LIMITED
PAN (II)AADCG3604JAABCU2002JAAACY3116ETotal
No. of the Shareholders (I)1113
No. of fully paid up equity shares held (IV)21546801450004000002699680
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)21546801450004000002699680
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)14.220.962.6417.82
Number of Voting Rights held in each class of securities (IX)
Class eg: X21546801450004000002699680
Class eg:y
Total21546801450004000002699680
Total as a % of Total Voting rights14.220.962.6417.82
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)14.220.962.6417.82
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)21546801450004000002699680
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoter


Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.12345
Name of the Shareholders (I)AARTI MITESH JHUNJHUNWALASNEHA VIKAS AGRWALVIKASH AGARWALSHASHANK SONIVANDANA JAINClick here to go back
PAN (II)ACBPT9497KAPYPA7569RAAAPA9802GCZGPS7850BAEIPJ0088HTotal
No. of fully paid up equity shares held (IV)6606701592782979322350001585761511456
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)6606701592782979322350001585761511456
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)4.361.051.971.551.059.98
Number of Voting Rights held in each class of securities (IX)
Class eg: X6606701592782979322350001585761511456
Class eg:y
Total6606701592782979322350001585761511456
Total as a % of Total Voting rights4.361.051.971.551.059.98
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)4.361.051.971.551.059.98
Number of Locked in shares (XII)
No. (a)000000
As a % of total Shares held (b)000000
Number of equity shares held in dematerialized form (XIV)6606701592782979322350001585761511456
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.1234567
CategoryBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies Corporate
Category / More than 1 percentageMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholding
Name of the Shareholders (I)AQUA PUMPS INFRA VENTURES LIMITEDEXPLICIT FINANCE LIMITEDADVANI TRADING CO PVT LTDADVANI PVT LTDAZURA PROJECTS PRIVATE LIMITEDSYNCOM FORMULATION (INDIA) LTDFLORENCE SECURITIES PRIVATE LIMITED
PAN (II)AAACP4764DAAACS5604BAACCA5772EAACCA1895QAAGCA9030RAAFCS6794RAABCF5634R
No. of the Shareholders (I)1111111
No. of fully paid up equity shares held (IV)724983346192270545178942430000274000188988
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)724983346192270545178942430000274000188988
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)4.782.281.791.182.841.811.25
Number of Voting Rights held in each class of securities (IX)
Class eg: X724983346192270545178942430000274000188988
Class eg:y
Total724983346192270545178942430000274000188988
Total as a % of Total Voting rights4.782.281.791.182.841.811.25
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)4.782.281.791.182.841.811.25
Number of Locked in shares (XII)
No. (a)0000000
As a % of total Shares held (b)0000000
Number of equity shares held in dematerialized form (XIV)724983346192270545178942430000274000188988
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.8910
CategoryClearing MembersOthersNon-Resident Indian (NRI)
Category / More than 1 percentageCategoryCategoryCategory
Name of the Shareholders (I)Corporate body-BrokerClick here to go back
PAN (II)Total
No. of the Shareholders (I)21710
No. of fully paid up equity shares held (IV)30096001380023700
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)30096001380023700
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)00.060.090.15
Number of Voting Rights held in each class of securities (IX)
Class eg: X30096001380023700
Class eg:y
Total30096001380023700
Total as a % of Total Voting rights00.060.090.15
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)00.060.090.15
Number of Locked in shares (XII)
No. (a)0000
As a % of total Shares held (b)0000
Number of equity shares held in dematerialized form (XIV)300960030010200
Reason for not providing PAN
Reason for not providing PAN


significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest
NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:
SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence
1DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYALAACPG8766BIndia8.258.258.25YesYes08-02-2019
2DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYAL HUFAACHD0154NIndia8.588.588.58YesYes08-02-2019
Total: 16.8316.8316.83