General information about company
Scrip code	531390
Name of the company	Upsurge Investment & Finance Ltd.
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-06-2017
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No
7	Whether company has equity shares with differential voting rights?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	8	5353100			5353100	35.33	5353100		5353100	35.33
(B)	Public	2443	9799300			9799300	64.67	9799300		9799300	64.67
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	2451	15152400			15152400	100	15152400		15152400	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				35.33					5353100
(B)	Public				64.67					9387699
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					14740799

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		5	3648100			3648100	24.08	3648100		3648100	24.08
(d)	Any Other (specify)		3	1705000			1705000	11.25	1705000		1705000	11.25
Sub-Total (A)(1)			8	5353100			5353100	35.33	5353100		5353100	35.33
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			8	5353100			5353100	35.33	5353100		5353100	35.33
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		1	900			900	0.01	900		900	0.01
Sub-Total (B)(1)			1	900			900	0.01	900		900	0.01
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		2297	1213765			1213765	8.01	1213765		1213765	8.01
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		41	4122154			4122154	27.2	4122154		4122154	27.2
(e)	Any Other (specify)		104	4462481			4462481	29.45	4462481		4462481	29.45
Sub-Total (B)(3)			2442	9798400			9798400	64.67	9798400		9798400	64.67
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			2443	9799300			9799300	64.67	9799300		9799300	64.67
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			2451	15152400			15152400	100	15152400		15152400	100
Total (A+B+C )			2451	15152400			15152400	100	15152400		15152400	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				24.08					3648100
(d)				11.25					1705000
Sub-Total (A)(1)				35.33					5353100
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				35.33					5353100
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				0.01					0
Sub-Total (B)(1)				0.01					0
( 3 )	Non-institutions
(a(i))				8.01					872364
(a(ii))				27.2					4122154
(e)				29.45					4393181
Sub-Total (B)(3)				64.67					9387699
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				64.67					9387699
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					14740799
Total (A+B+C )				100					14740799

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	PRATIBHA DAYAKRISHNA GOYAL	BAL KISHAN GOYAL	D K GOYAL (HUF) .	NAVRATI GUPTA	DAYA KRISHNA GOYAL	Click here to go back
PAN (II)	AHAPG4289L	ABIPG1339B	AACHD0154N	AFIPG4775K	AACPG8766B	Total
No. of fully paid up equity shares held (IV)	740000	58100	1300000	300000	1250000	3648100
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	740000	58100	1300000	300000	1250000	3648100
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.88	0.38	8.58	1.98	8.25	24.08
Number of Voting Rights held in each class of securities (IX)
Class eg:X	740000	58100	1300000	300000	1250000	3648100
Class eg:y
Total	740000	58100	1300000	300000	1250000	3648100
Total as a % of Total Voting rights	4.88	0.38	8.58	1.98	8.25	24.08
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	4.88	0.38	8.58	1.98	8.25	24.08
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	740000	58100	1300000	300000	1250000	3648100
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	GAGAN DEEP MULTITRADE PRIVATE LIMITED	YASH SECURITIES PVT. LTD.	UPSURGE SHARES AND SECURITIES PRIVATE LIMITED
PAN (II)	AADCG3604J	AAACY3116E	AABCU2002J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	1160000	400000	145000	1705000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1160000	400000	145000	1705000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	7.66	2.64	0.96	11.25
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1160000	400000	145000	1705000
Class eg:y
Total	1160000	400000	145000	1705000
Total as a % of Total Voting rights	7.66	2.64	0.96	11.25
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	7.66	2.64	0.96	11.25
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1160000	400000	145000	1705000
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	AARTI MITESH JHUNJHUNWALA	RAMA GARG	VISHNU GARG HUF	VISHNU GARG	BABITA PIKESH SHARMA	Click here to go back
PAN (II)	ACBPT9497K	ADZPG2681F	AABHV8391Q	ACLPG7760Q	EGQPS3092Q	Total
No. of fully paid up equity shares held (IV)	737188	301280	271188	174500	250202	1734358
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	737188	301280	271188	174500	250202	1734358
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.87	1.99	1.79	1.15	1.65	11.45
Number of Voting Rights held in each class of securities (IX)
Class eg: X	737188	301280	271188	174500	250202	1734358
Class eg:y
Total	737188	301280	271188	174500	250202	1734358
Total as a % of Total Voting rights	4.87	1.99	1.79	1.15	1.65	11.45
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	4.87	1.99	1.79	1.15	1.65	11.45
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	737188	301280	271188	174500	250202	1734358
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	INTELLECT MONEY PRIVATE LIMITED	AZURA PROJECTS PRIVATE LIMITED	PAATH FINANCIAL SERVICES PRIVATE LIMITED	YADUKA FINANCIAL SERVICES LIMITED	ECO RECYCLING LIMITED	ALKEN MANAGEMENT AND FINANCIAL SERVICES PRIVATE LIMITED	SIGNORA FINANCE PRIVATE LIMITED
PAN (II)	AAECR0508F	AAGCA9030R	AAHCP2103K	AAECP3304K	AAACS6183R	AABCA3850E	AAHCS4031R
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	307691	430000	180000	199999	368945	416400	344900
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	307691	430000	180000	199999	368945	416400	344900
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.03	2.84	1.19	1.32	2.43	2.75	2.28
Number of Voting Rights held in each class of securities (IX)
Class eg: X	307691	430000	180000	199999	368945	416400	344900
Class eg:y
Total	307691	430000	180000	199999	368945	416400	344900
Total as a % of Total Voting rights	2.03	2.84	1.19	1.32	2.43	2.75	2.28
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.03	2.84	1.19	1.32	2.43	2.75	2.28
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	307691	430000	180000	199999	368945	416400	344900
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	8	9	10	11	12
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Clearing Members
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	MODERN TRADING BUSINESS PRIVATE LIMITED	GAGANBASE VINCOM PRIVATE LIMITED	SYNCOM FORMULATION (INDIA) LTD	IVORY CONSULTANTS PVT. LTD.	CHOICE EQUITY BROKING PVT LTD	Click here to go back
PAN (II)	AABCH4502L	AAACG9996N	AAFCS6794R	AAACI5518C	AADCC8390B	Total
No. of the Shareholders (I)	1	1	1	1	1	0
No. of fully paid up equity shares held (IV)	574983	176966	274000	200000	172588	0
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	574983	176966	274000	200000	172588	0
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.79	1.17	1.81	1.32	1.14	0
Number of Voting Rights held in each class of securities (IX)
Class eg: X	574983	176966	274000	200000	172588	0
Class eg:y
Total	574983	176966	274000	200000	172588	0
Total as a % of Total Voting rights	3.79	1.17	1.81	1.32	1.14	0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.79	1.17	1.81	1.32	1.14	0
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	574983	176966	274000	200000	172588	0
Reason for not providing PAN
Reason for not providing PAN