General information about company

Scrip code531390
NSE Symbol
MSEI Symbol
ISININE890B01014
Name of the companyUPSURGE INVESTMENT & FINANCE LTD
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportQuarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)31-12-2019
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed underRegulation 31 (1) (b)


Declaration

Sr. No.ParticularYes/No Promoter and Promoter GroupPublic shareholder Non Promoter- Non Public
1Whether the Listed Entity has issued any partly paid up shares?No NoNo No
2Whether the Listed Entity has issued any Convertible Securities ?No NoNo No
3Whether the Listed Entity has issued any Warrants ?No NoNo No
4Whether the Listed Entity has any shares against which depository receipts are issued?No NoNo No
5Whether the Listed Entity has any shares in locked-in?No NoNo No
6Whether any shares held by promoters are pledge or otherwise encumbered?No No
7Whether company has equity shares with differential voting rights?No NoNo No
8Whether the listed entity has any significant beneficial owner?Yes


Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of (A+B+C)
Class eg: XClass eg:yTotal
(A)Promoter & Promoter Group868182796818279456818279681827945
(B)Public234683341218334121558334121833412155
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total235415152400151524001001515240015152400100

Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
(A)Promoter & Promoter Group456818279
(B)Public557959020
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total10014777299


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.Category & Name of the Shareholders (I)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of Total Voting rights
Class eg: XClass eg:yTotal
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)Individuals/Hindu undivided Family54118599411859927.184118599411859927.18
(d)Any Other (specify)32699680269968017.822699680269968017.82
Sub-Total (A)(1)868182796818279456818279681827945
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 868182796818279456818279681827945
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)Mutual Funds19009000.019009000.01
(f)Financial Institutions/ Banks2168016800.01168016800.01
Sub-Total (B)(1)3258025800.02258025800.02
( 3 )Non-institutions
(a(i))Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 2223109314510931457.21109314510931457.21
(a(ii))Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.444128076412807627.244128076412807627.24
(e)Any Other (specify)763110320311032020.533110320311032020.53
Sub-Total (B)(3)23438331541833154154.988331541833154154.98
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)234683341218334121558334121833412155
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )235415152400151524001001515240015152400100
Total (A+B+C )235415152400151524001001515240015152400100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)27.184118599
(d)17.822699680
Sub-Total (A)(1)456818279
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 456818279
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)0.010
(f)0.011680
Sub-Total (B)(1)0.021680
( 3 )Non-institutions
(a(i))7.21781744
(a(ii))27.244128076
(e)20.533047520
Sub-Total (B)(3)54.987957340
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)557959020
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )10014777299
Total (A+B+C )10014777299


Individuals/Hindu undivided Family

Searial No.12345
Name of the Shareholders (I)DK GOYAL HUFNAVRATI GUPTABAL KISHAN GOYALDAYAKRISHNA GOYALPRATIBHA DAYAKRISHNA GOYALClick here to go back
PAN (II)AACHD0154NAFIPG4775KABIPG1339BAACPG8766BAHAPG4289LTotal
No. of fully paid up equity shares held (IV)13000006595005810012500008509994118599
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)13000006595005810012500008509994118599
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)8.584.350.388.255.6227.18
Number of Voting Rights held in each class of securities (IX)
Class eg:X13000006595005810012500008509994118599
Class eg:y
Total13000006595005810012500008509994118599
Total as a % of Total Voting rights8.584.350.388.255.6227.18
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)8.584.350.388.255.6227.18
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)13000006595005810012500008509994118599
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoterPromoterPromoter


Any Other (specify)

Searial No.123
CategoryBodies CorporateBodies CorporateBodies CorporateClick here to go back
Name of the Shareholders (I)GAGAN DEEP MULTITRADE PRIVATE LIMITEDUPSURGE SHARES AND SECURITIES PRIVATE LIMITEDYASH SECURITIES PRIVATE LIMITED
PAN (II)AADCG3604JAABCU2002JAAACY3116ETotal
No. of the Shareholders (I)1113
No. of fully paid up equity shares held (IV)21546801450004000002699680
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)21546801450004000002699680
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)14.220.962.6417.82
Number of Voting Rights held in each class of securities (IX)
Class eg: X21546801450004000002699680
Class eg:y
Total21546801450004000002699680
Total as a % of Total Voting rights14.220.962.6417.82
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)14.220.962.6417.82
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)21546801450004000002699680
Reason for not providing PAN
Reason for not providing PAN
Shareholder typePromoterPromoterPromoter


Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.12345
Name of the Shareholders (I)VIKASH AGARWALAARTI MITESH JHUNJHUNWALAVANDANA JAINSNEHA VIKASH AGARWALSHASHANK SONIClick here to go back
PAN (II)AAAPA9802GACBPT9497KAEIPJ0088HAPYPA7569RCZGPS7850BTotal
No. of fully paid up equity shares held (IV)3138116606701585762049532350001573010
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)3138116606701585762049532350001573010
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)2.074.361.051.351.5510.38
Number of Voting Rights held in each class of securities (IX)
Class eg: X3138116606701585762049532350001573010
Class eg:y
Total3138116606701585762049532350001573010
Total as a % of Total Voting rights2.074.361.051.351.5510.38
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)2.074.361.051.351.5510.38
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)3138116606701585762049532350001573010
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.1234567
CategoryNon-Resident Indian (NRI)Bodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies CorporateBodies Corporate
Category / More than 1 percentageCategoryMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingMore than 1 percentage of shareholding
Name of the Shareholders (I)PARAMONE CONCEPTS LIMITEDAZURA PROJECTS PRIVATE LIMITEDADVANI TRADING CO PRIVATE LIMITEDADVANI PRIVATE LIMITEDEXPLICIT FINANCE LIMITEDSYNCOM FORMULATION (INDIA) LTD
PAN (II)AAACP4764DAAGCA9030RAACCA5772EAACCA1895QAAACS5604BAAFCS6794R
No. of the Shareholders (I)6111111
No. of fully paid up equity shares held (IV)13600484983430000270545267499460110274000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)13600484983430000270545267499460110274000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)0.093.22.841.791.773.041.81
Number of Voting Rights held in each class of securities (IX)
Class eg: X13600484983430000270545267499460110274000
Class eg:y
Total13600484983430000270545267499460110274000
Total as a % of Total Voting rights0.093.22.841.791.773.041.81
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)0.093.22.841.791.773.041.81
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)100484983430000270545267499460110274000
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.8910
CategoryBodies CorporateClearing MembersBodies Corporate
Category / More than 1 percentageMore than 1 percentage of shareholdingCategoryCategory
Name of the Shareholders (I)FLORENCE SECURITIES PRIVATE LIMITEDClick here to go back
PAN (II)AABCF5634RTotal
No. of the Shareholders (I)1118
No. of fully paid up equity shares held (IV)1889881960023201
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)1889881960023201
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)1.2500.060.15
Number of Voting Rights held in each class of securities (IX)
Class eg: X1889881960023201
Class eg:y
Total1889881960023201
Total as a % of Total Voting rights1.2500.060.15
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)1.2500.060.15
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)188988196009701
Reason for not providing PAN
Reason for not providing PAN


significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest
NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:
SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence
1DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYALAACPG8766BIndia8.258.258.25YesYes08-02-2019
2DAYAKRISHNA GOYALAACPG8766BIndiaDAYAKRISHNA GOYAL HUFAACHD0154NIndia8.588.588.58YesYes08-02-2019
Total: 16.8316.8316.83